Download This Content Kit

Save individual PDFs of all print content in this kit.

What is included:

Download Now

After you click 'Download Now', click 'Save File'; then save the kit to your computer and extract the .zip file.

Recently, a number of industry observers have raised concerns about the stability, solvency and risk management controls of ETFs. These concerns largely stem from a misunderstanding of the structures and safeguards that span a rapidly growing industry. Learn more about these issues and common misconceptions of ETFs.

Advisor Resources

  • Examine some of the events that have led to misconceptions about the stability, solvency, and risk management processes of exchange traded funds.

    article : 7 pages
  • Explore what securities lending is, why some exchange traded funds engage in securities lending and how this process may directly benefit shareholders.

    brochure : 8 pages | Client Ready FINRA letter

Supplemental Resources